NAREIM Legal, Compliance & Risk Meeting

November 7, 2024 

The NAREIM Legal, Compliance & Risk meeting took place in NYC this week. To download the meeting presentations and poll results, click on the links below:

Marketing rule: Best practices in SEC expectations

​Hear legal strategies and participate in a discussion about recent events and insights related to the 2022 Marketing Rule, including SEC interpretive guidance, enforcement actions and examination requests.

View the poll results

Session leaders: 

• Jim Hurley, Senior Managing Director & General Counsel, Artemis Real Estate Partners

• Penn Stabler, Senior Vice President, Clarion Partners

• ​Marjan Foruzani, Legal Counsel, Unico Properties

Speaker:

• Eva Ciko Carmen, Partner, Ropes & Gray ​

​Risk management: Definitions and governance

​A discussion of how to start an enterprise risk management program, along with how such a program differs from a traditional compliance program, and what types of issues even mature programs are challenged by. We’ll hear from an industry expert and workshop particular risks and mitigation strategies.

​Download the presentation

View the poll results

Session leader:

• Kara Brown, Chief Compliance Officer & General Counsel, Cabot Properties

Speaker:

• Ben Quigley, Principal, Baker Tilly​

Navigating through challenging market conditions and regulatory headwinds​

Hear from an industry expert on the latest topics that have been a recent emphasis in real and mock exams, including valuation issues in the wake of the Insight Venture Management enforcement action, disclosure issues for vertically integrated advisers, the fee calculation implications of capitalizing costs and holding back cash, common vendor oversight pitfalls, and the latest in off-channel communications.​

Download the presentation​

Session leaders: ​

• Emidio Morizio, Chief Compliance Officer, Madison International Realty

• Todd Joseph, Chief Compliance Officer, Waterton

Speaker:

• Igor Rozenblit, Partner, Iron Road Partners​