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Legal, Compliance & Risk

GP compliance priorities for 2023 are full mock SEC exams and IT

Half of managers consider full scope mock SEC exam in 2023, 33% expect to conduct a partial scope. IT for compliance is also high on the list. Read more key takeaways from the NAREIM Legal Compliance & Risk virtual meeting.

How will 2022 insurance premium trends impact legal, compliance & risk roles in real estate investment management?

With insurance premiums expected to continue their climb in 2022, NAREIM members discussed their mitigation strategies at the asset/vehicle/portfolio and corporate levels.

SEC marketing rule revisions and exam prep: Presentations from NAREIM Legal, Compliance & Risk 2022 Summer Connection

Jul 26, 2022: Revisions to SEC marketing rules and tips for SEC exam prep. Download the Legal, Compliance & Risk meeting presentations.

Exhaust the data and create a piecemeal carrier approach to mitigate 10%+ insurance premium hikes

Dec 10, 2021: Insurance rates are expected to increase up to 10% in 2022. The best way to mitigate double-digit increases in insurance rates is to exhaust all carrier options - and the asset-level data, the NAREIM Legal, Compliance & Risk meeting heard.

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