top of page

Legal, Compliance & Risk

Data privacy rules are coming fast & furious - but responsibility for data split between compliance & tech

Apr 5, 2023: Data privacy rules are being issued fast and furiously at the state and federal level, but for managers privacy responsibility is split between compliance and tech. New SEC alerts are also to be enacted upon, including rules on covered accounts and Reg SP.

Exhaust the data and create a piecemeal carrier approach to mitigate 10%+ insurance premium hikes

Dec 10, 2021: Insurance rates are expected to increase up to 10% in 2022. The best way to mitigate double-digit increases in insurance rates is to exhaust all carrier options - and the asset-level data, the NAREIM Legal, Compliance & Risk meeting heard.

GP compliance priorities for 2023 are full mock SEC exams and IT

Half of managers consider full scope mock SEC exam in 2023, 33% expect to conduct a partial scope. IT for compliance is also high on the list. Read more key takeaways from the NAREIM Legal Compliance & Risk virtual meeting.

How will 2022 insurance premium trends impact legal, compliance & risk roles in real estate investment management?

With insurance premiums expected to continue their climb in 2022, NAREIM members discussed their mitigation strategies at the asset/vehicle/portfolio and corporate levels.

SEC marketing rule revisions and exam prep: Presentations from NAREIM Legal, Compliance & Risk 2022 Summer Connection

Jul 26, 2022: Revisions to SEC marketing rules and tips for SEC exam prep. Download the Legal, Compliance & Risk meeting presentations.

bottom of page