Risk management, SEC expectations and more presentations from the 2024 NAREIM Legal, Compliance & Risk meeting
NAREIM Legal, Compliance & Risk meeting
November 7, 2024
Marketing rule: Best practices in SEC expectations
Hear legal strategies and participate in a discussion about recent events and insights related to the 2022 Marketing Rule, including SEC interpretive guidance, enforcement actions and examination requests.
View the Marketing Rule checklist provided by Ropes & Gray
Session leaders:
Jim Hurley, Senior Managing Director & General Counsel, Artemis Real Estate Partners
Marjan Foruzani, Legal Counsel, Unico Properties
Speaker:
Eva Ciko Carmen, Partner, Ropes & Gray
Risk management: Definitions and governance
A discussion of how to start an enterprise risk management program, along with how such a program differs from a traditional compliance program, and what types of issues even mature programs are challenged by. We’ll hear from an industry expert and workshop particular risks and mitigation strategies.
Session leader:
Kara Brown, Chief Compliance Officer & General Counsel, Cabot Properties
Speaker:
Ben Quigley, Principal, Baker Tilly
Navigating through challenging market conditions and regulatory headwinds
Hear from an industry expert on the latest topics that have been a recent emphasis in real and mock exams, including valuation issues in the wake of the Insight Venture Management enforcement action, disclosure issues for vertically integrated advisers, the fee calculation implications of capitalizing costs and holding back cash, common vendor oversight pitfalls, and the latest in off-channel communications.
Session leaders:
Emidio Morizio, Chief Compliance Officer, Madison International Realty
Todd Joseph, Chief Compliance Officer, Waterton
Speaker:
Igor Rozenblit, Partner, Iron Road Partners
What's on Your Mind?
Open mic forum for attendees to discuss timely issues with their peers. Topics could include the Corporate Transparency Act, Artificial Intelligence, implications from the most recent election, fees and expenses, and more.
Session leader:
Jacqueline Kelly, Partner, PwC