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Legal, Compliance & Risk
Jul 26, 2022, 11:00 AM EDT
ONLINE: One 60-min Session

The NAREIM Legal, Compliance & Risk virtual connection will focus on staffing issues and best practices, recent exam experiences and questions asked by regulators, mitigating third- and fourth-party risk, as well as private fund and new marketing rules.


The 60-minute discussion will be whole room Q&A and is open to General Counsels, CCOs, CROs, legal, compliance and risk management professionals from NAREIM member firms. 

Registration is complimentary and limited to NAREIM members only.


The 60-minute virtual meeting is taking place over Zoom. NAREIM will share meeting access information with registered attendees.

participating firms

AEW Capital Management; Alidade Capital; Blue Vista Capital Management; Cabot Properties; CenterSquare Investment Management; Cityview; Clarion Partners; Dermody Properties; GEM Realty Capital; Heitman; Lendlease; PCCP LLC; Principal Financial Group; QuadReal; Waterton & more.


Tuesday, July 26, 2022

11am-12pm ET

11am Welcome comments​​: Sanyu Kyeyune, Head of Programming, NAREIM 


11.05am Revisions to SEC marketing rules

  • Introduction by: Jonathan Romick, Managing Director, General Counsel, CCO, GEM Realty Capital

  • Speaker: Josh Westerholm, Partner, Kirkland & Ellis LLP

Through whole room Q&A, members will exchange best practices for growing and scaling teams to meet year-end reporting needs, and to respond to long-term impacts on private real estate funds. Issues to be raised include:

  • What are the costs of SEC compliance today? 

  • How does this impact net returns?

  • What matters to investors?

  • What actions are you taking to meet the costs of complying with new SEC requirements?


11.45am Recent SEC exam experiences

  • Speaker: Brian Robling, Compliance Consultant, SECCC

In this whole room Q&A, members will discuss in detail their most recent SEC exam experiences and share best practices to prepare for questions likely to be asked.

12pm Closing comments



2022 planning committee members

Mary Litt, Alidade Capital

Kara Brown, Cabot Properties

Tyler Scheppmann, Dermody Properties

Jonathan Romick, GEM Realty Capital

Michele Halickman, Lument Capital/Orix Corporation

Catherine Bennett, New York Life Investors

Past agendas


Eligibility to attend:

NAREIM meetings are open to NAREIM members only and their guests. For further information on attending meeting or other NAREIM discussions, please contact Zoe Hughes, CEO. Please note that any executive who is not a NAREIM member, guest of a member or working in the real estate investment management industry will not be admitted to NAREIM events. NAREIM reserves the right to decline any registration. By registering for NAREIM events, you are consenting to NAREIM’s privacy policy.

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